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Linear Functional

A linear functional is a scalar-valued linear map on a vector space, fundamental to duality, geometry, and functional analysis.

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A linear functional is a linear map from a vector space to its underlying field of scalars. Unlike a general linear operator, which may return a vector in another space, a linear functional returns a single scalar. The terminology applies both to finite-dimensional spaces and to spaces whose elements are functions. Linear functionals form the dual space and provide a framework for studying coordinates, scalar measurements, and continuity. (pi.math.cornell.edu)

Definition and elementary properties

Let VV be a vector space over a field F\mathbb F. A map f:V→Ff:V\to\mathbb F is a linear functional if

f(αx+βy)=αf(x)+βf(y)f(\alpha x+\beta y)=\alpha f(x)+\beta f(y)

for every x,y∈Vx,y\in V and α,β∈F\alpha,\beta\in\mathbb F. This combines additivity and homogeneity. It implies f(0)=0f(0)=0, f(−x)=−f(x)f(-x)=-f(x), and preservation of every finite linear combination. In analysis, the scalars are usually real numbers or complex numbers. (pi.math.cornell.edu)

Linearity depends on the specified scalar field: a real-linear map on a complex vector space need not be complex-linear. In particular, complex conjugation is real-linear but not complex-linear. Also, an expression x↦f(x)+bx\mapsto f(x)+b, where b≠0b\ne0, is an affine map, not a linear functional, because it does not send zero to zero. (math.mit.edu)

Coordinates and the algebraic dual

On Fn\mathbb F^n, every linear functional has the form

f(x1,…,xn)=a1x1+⋯+anxn.f(x_1,\ldots,x_n)=a_1x_1+\cdots+a_nx_n.

Relative to the standard coordinates, it is represented by the 1×n1\times n matrix (a1,…,an)(a_1,\ldots,a_n), acting on a column vector. Its coefficients determine the functional uniquely. (cs.cornell.edu)

More generally, if e1,…,ene_1,\ldots,e_n is a basis of VV, its dual basis consists of functionals e1,…,ene^1,\ldots,e^n satisfying

ei(ej)=δij.e^i(e_j)=\delta_{ij}.

Thus, if x=∑jxjejx=\sum_jx_je_j, then ei(x)=xie^i(x)=x_i, and

f=∑i=1nf(ei)ei.f=\sum_{i=1}^{n}f(e_i)e^i.

The algebraic dual V∗=Hom⁡F(V,F)V^*=\operatorname{Hom}_{\mathbb F}(V,\mathbb F), with pointwise addition and scalar multiplication, consequently has the same dimension as VV when VV is finite-dimensional. (math.mit.edu)

A choice of basis yields an isomorphism between VV and V∗V^*, but the vector-space structure alone does not specify one canonically. By contrast, the evaluation map into the double dual,

J:V⟶V∗∗,J(x)(f)=f(x),J:V\longrightarrow V^{**},\qquad J(x)(f)=f(x),

requires no basis and is an isomorphism in finite dimensions. (math.mit.edu)

Kernels and hyperplanes

The kernel of a functional is

ker⁡f={x∈V:f(x)=0},\ker f=\{x\in V:f(x)=0\},

a linear subspace. If f≠0f\ne0, then ff is surjective onto F\mathbb F, and its kernel has codimension one. In finite dimensions, this follows from the rank–nullity theorem. Such a kernel is a linear hyperplane. (homepages.ucl.ac.uk)

Choose vv with f(v)=1f(v)=1. Every vector admits the decomposition

x=(x−f(x)v)+f(x)v,x=\bigl(x-f(x)v\bigr)+f(x)v,

where the first summand lies in ker⁡f\ker f. For any scalar cc, the level set f(x)=cf(x)=c is the translated hyperplane cv+ker⁡fcv+\ker f. Over the real numbers, these level sets describe parallel scalar-valued constraints. (homepages.ucl.ac.uk)

Function-space examples

A fixed-point evaluation is linear: on the space of continuous functions on [a,b][a,b],

Et(g)=g(t),t∈[a,b].E_t(g)=g(t),\qquad t\in[a,b].

Likewise, the integration functional

I(g)=∫abg(s) dsI(g)=\int_a^b g(s)\,ds

is linear. Weighted integration, g↦∫abg(s)w(s) dsg\mapsto\int_a^b g(s)w(s)\,ds, gives further examples whenever the indicated integrals exist. (pi.math.cornell.edu)

On the space of polynomials, extracting a specified coefficient is a linear functional. Evaluating a derivative at a fixed point, p↦p′(t)p\mapsto p'(t), is another example. These illustrate why “functional” does not imply nonlinearity or require an infinite-dimensional domain: the defining feature is scalar-valued linearity. (cs.cornell.edu)

Continuity and boundedness

In functional analysis, the domain often carries a norm. A functional on a normed vector space XX is continuous exactly when there exists C≥0C\ge0 such that

∣f(x)∣≤C∥x∥(x∈X).|f(x)|\le C\|x\|\qquad(x\in X).

Continuity at zero alone suffices. Here, “bounded” means bounded on the unit ball, not bounded on the entire space; any nonzero functional grows without bound along suitable scalar multiples. (ocw.mit.edu)

The functional’s operator norm is

∥f∥=sup⁡∥x∥≤1∣f(x)∣.\|f\|=\sup_{\|x\|\le1}|f(x)|.

The continuous dual consists only of continuous linear functionals, unlike the algebraic dual, which imposes no continuity requirement. The continuous dual is a Banach space under this norm even if XX is incomplete. Every functional on a finite-dimensional real or complex normed space is continuous; infinite-dimensional spaces can have discontinuous functionals. (ocw.mit.edu)

Representation, extension, and weak convergence

For a Hilbert space HH, the Riesz representation theorem states that every continuous linear functional has a unique representation

f(x)=⟨x,y⟩,y∈H,f(x)=\langle x,y\rangle,\qquad y\in H,

using the convention that the inner product is linear in its first argument. Moreover, ∥f∥=∥y∥\|f\|=\|y\|. In complex spaces, the correspondence y↦fy\mapsto f is conjugate-linear. (ocw.mit.edu)

The Hahn–Banach theorem ensures that a bounded linear functional on a subspace of a real or complex normed space extends to the whole space without increasing its norm. Consequently, continuous functionals separate distinct points and recover the norm through

∥x∥=sup⁡∥f∥≤1∣f(x)∣.\|x\|=\sup_{\|f\|\le1}|f(x)|.

Extensions need not be unique. (ocw.mit.edu)

Linear functionals also define the weak topology: the weakest topology making every member of the continuous dual continuous. A sequence xnx_n converges weakly to xx precisely when f(xn)→f(x)f(x_n)\to f(x) for every continuous linear functional ff. This tests convergence through scalar evaluations rather than directly through norm distances. (math.ucdavis.edu)